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- SUPREME COURT OF THE UNITED STATES
- --------
- No. 93-7054
- --------
- BRUCE EDWIN CALLINS, PETITIONER v. JAMES
- A. COLLINS, DIRECTOR, TEXAS DEPARTMENT
- OF CRIMINAL JUSTICE, INSTITUTIONAL
- DIVISION
- on petition for writ of certiorari to the united
- states court of appeals for the fifth circuit
- [February 22, 1994]
-
- Justice Blackmun, dissenting.
- On February 23, 1994, at approximately 1:00 a.m.,
- Bruce Edwin Callins will be executed by the State of
- Texas. Intravenous tubes attached to his arms will
- carry the instrument of death, a toxic fluid designed
- specifically for the purpose of killing human beings. The
- witnesses, standing a few feet away, will behold Callins,
- no longer a defendant, an appellant, or a petitioner, but
- a man, strapped to a gurney, and seconds away from
- extinction.
- Within days, or perhaps hours, the memory of Callins
- will begin to fade. The wheels of justice will churn
- again, and somewhere, another jury or another judge
- will have the unenviable task of determining whether
- some human being is to live or die. We hope, of course,
- that the defendant whose life is at risk will be repre-
- sented by competent counsel-someone who is inspired
- by the awareness that a less-than-vigorous defense truly
- could have fatal consequences for the defendant. We
- hope that the attorney will investigate all aspects of the
- case, follow all evidentiary and procedural rules, and
- appear before a judge who is still committed to the
-
- protection of defendants' rights-even now, as the
- prospect of meaningful judicial oversight has diminished.
- In the same vein, we hope that the prosecution, in
- urging the penalty of death, will have exercised its
- discretion wisely, free from bias, prejudice, or political
- motive, and will be humbled, rather than emboldened,
- by the awesome authority conferred by the State.
- But even if we can feel confident that these actors will
- fulfill their roles to the best of their human ability, our
- collective conscience will remain uneasy. Twenty years
- have passed since this Court declared that the death
- penalty must be imposed fairly, and with reasonable
- consistency, or not at all, see Furman v. Georgia, 408
- U. S. 238 (1972), and, despite the effort of the States
- and courts to devise legal formulas and procedural rules
- to meet this daunting challenge, the death penalty re-
- mains fraught with arbitrariness, discrimination, caprice,
- and mistake. This is not to say that the problems with
- the death penalty today are identical to those that were
- present 20 years ago. Rather, the problems that were
- pursued down one hole with procedural rules and verbal
- formulas have come to the surface somewhere else, just
- as virulent and pernicious as they were in their original
- form. Experience has taught us that the constitutional
- goal of eliminating arbitrariness and discrimination from
- the administration of death, see Furman v. Georgia,
- supra, can never be achieved without compromising an
- equally essential component of fundamental fair-
- ness-individualized sentencing. See Lockett v. Ohio,
- 438 U. S. 586 (1978).
- It is tempting, when faced with conflicting constitu-
- tional commands, to sacrifice one for the other or to
- assume that an acceptable balance between them
- already has been struck. In the context of the death
- penalty, however, such jurisprudential maneuvers are
- wholly inappropriate. The death penalty must be
- imposed -fairly, and with reasonable consistency, or not
- at all.- Eddings v. Oklahoma, 455 U. S. 104, 112
- (1982).
- To be fair, a capital sentencing scheme must treat
- each person convicted of a capital offense with that
- -degree of respect due the uniqueness of the individual.-
- Lockett v. Ohio, 438 U. S., at 605 (plurality opinion).
- That means affording the sentencer the power and
- discretion to grant mercy in a particular case, and
- providing avenues for the consideration of any and all
- relevant mitigating evidence that would justify a
- sentence less than death. Reasonable consistency, on
- the other hand, requires that the death penalty be
- inflicted evenhandedly, in accordance with reason and
- objective standards, rather than by whim, caprice, or
- prejudice. Finally, because human error is inevitable,
- and because our criminal justice system is less than
- perfect, searching appellate review of death sentences
- and their underlying convictions is a prerequisite to a
- constitutional death penalty scheme.
- On their face, these goals of individual fairness,
- reasonable consistency, and absence of error appear to
- be attainable: Courts are in the very business of erecting
- procedural devices from which fair, equitable, and
- reliable outcomes are presumed to flow. Yet, in the
- death penalty area, this Court, in my view, has engaged
- in a futile effort to balance these constitutional de-
- mands, and now is retreating not only from the Furman
- promise of consistency and rationality, but from the
- requirement of individualized sentencing as well.
- Having virtually conceded that both fairness and
- rationality cannot be achieved in the administration of
- the death penalty, see McCleskey v. Kemp, 481 U. S.
- 279, 313, n. 37 (1987), the Court has chosen to deregu-
- late the entire enterprise, replacing, it would seem,
- substantive constitutional requirements with mere
- aesthetics, and abdicating its statutorily and constitu-
- tionally imposed duty to provide meaningful judicial
- oversight to the administration of death by the States.
- From this day forward, I no longer shall tinker with
- the machinery of death. For more than 20 years I have
- endeavored-indeed, I have struggled-along with a
- majority of this Court, to develop procedural and
- substantive rules that would lend more than the mere
- appearance of fairness to the death penalty endeavor.
- Rather than continue to coddle the Court's delusion that
- the desired level of fairness has been achieved and the
- need for regulation eviscerated, I feel morally and
- intellectually obligated simply to concede that the death
- penalty experiment has failed. It is virtually self-
- evident to me now that no combination of procedural
- rules or substantive regulations ever can save the death
- penalty from its inherent constitutional deficiencies. The
- basic question-does the system accurately and consis-
- tently determine which defendants -deserve- to
- die?-cannot be answered in the affirmative. It is not
- simply that this Court has allowed vague aggravating
- circumstances to be employed, see, e.g., Arave v. Creech,
- ___ U. S. ___ (1993), relevant mitigating evidence to be
- disregarded, see, e.g., Johnson v. Texas, ___ U. S. ___
- (1993), and vital judicial review to be blocked, see, e.g.,
- Coleman v. Thompson, 501 U. S. ___ (1991). The
- problem is that the inevitability of factual, legal, and
- moral error gives us a system that we know must
- wrongly kill some defendants, a system that fails to
- deliver the fair, consistent, and reliable sentences of
- death required by the Constitution.
-
- I
- In 1971, in an opinion which has proved partly
- prophetic, the second Justice Harlan, writing for the
- Court, observed:
- -Those who have come to grips with the hard task
- of actually attempting to draft means of channeling
- capital sentencing discretion have confirmed the
- lesson taught by the history recounted above. To
- identify before the fact those characteristics of
- criminal homicides and their perpetrators which call
- for the death penalty, and to express these charac-
- teristics in language which can be fairly understood
- and applied by the sentencing authority, appear to
- be tasks which are beyond present human ability
- . . . . For a court to attempt to catalog the appro-
- priate factors in this elusive area could inhibit
- rather than expand the scope of consideration, for no
- list of circumstances would ever be really complete.-
- McGautha v. California, 402 U. S. 183, 204, 208
- (1971).
- In McGautha, the petitioner argued that a statute which
- left the penalty of death entirely in the jury's discretion,
- without any standards to govern its imposition, violated
- the Fourteenth Amendment. Although the Court did not
- deny that serious risks were associated with a sen-
- tencer's unbounded discretion, the Court found no
- remedy in the Constitution for the inevitable failings of
- human judgment.
- A year later, the Court reversed its course completely
- in Furman v. Georgia, 408 U. S. 238 (1972) (per curiam,
- with each of the nine Justices writing separately). The
- concurring Justices argued that the glaring inequities in
- the administration of death, the standardless discretion
- wielded by judges and juries, and the pervasive racial
- and economic discrimination, rendered the death penalty,
- at least as administered, -cruel and unusual- within the
- meaning of the Eighth Amendment. Justice White
- explained that, out of the hundreds of people convicted
- of murder every year, only a handful were sent to their
- deaths, and that there was -no meaningful basis for
- distinguishing the few cases in which [the death penalty]
- is imposed from the many cases in which it is not.- 408
- U. S., at 313. If any discernible basis could be identi-
- fied for the selection of those few who were chosen to
- die, it was -the constitutionally impermissible basis of
- race.- Id., at 310 (Stewart, J., concurring).
- I dissented in Furman. Despite my intellectual,
- moral, and personal objections to the death penalty, I
- refrained from joining the majority because I found
- objectionable the Court's abrupt change of position in
- the single year that had passed since McGautha. While
- I agreed that the Eighth Amendment's prohibition
- against cruel and unusual punishments -`may acquire
- meaning as public opinion becomes enlightened by a
- humane justice,'- 408 U. S., at 409, quoting Weems v.
- United States, 217 U. S. 349, 378 (1910), I objected to
- the -suddenness of the Court's perception of progress in
- the human attitude since decisions of only a short while
- ago.- 408 U. S., at 410. Four years after Furman was
- decided, I concurred in the judgment in Gregg v.
- Georgia, 428 U. S. 153 (1976), and its companion cases
- which upheld death sentences rendered under statutes
- passed after Furman was decided. See Proffitt v.
- Florida, 428 U. S. 242, 261 (1976), and Jurek v. Texas,
- 428 U. S. 262, 279 (1976). Cf. Woodson v. North
- Carolina, 428 U. S. 280, 307 (1976), and Roberts v.
- Louisiana, 428 U. S. 325, 363 (1976).
-
- A
- There is little doubt now that Furman's essential
- holding was correct. Although most of the public seems
- to desire, and the Constitution appears to permit, the
- penalty of death, it surely is beyond dispute that if the
- death penalty cannot be administered consistently and
- rationally, it may not be administered at all. Eddings
- v. Oklahoma, 455 U. S., at 112. I never have quarreled
- with this principle; in my mind, the real meaning of
- Furman's diverse concurring opinions did not emerge
- until some years after Furman was decided. See Gregg
- v. Georgia, 428 U. S., at 189 (opinion of Stewart, Powell,
- and Stevens, JJ.) (-Furman mandates that where
- discretion is afforded a sentencing body on a matter so
- grave as the determination of whether a human life
- should be taken or spared, that discretion must be
- suitably directed and limited so as to minimize the risk
- of wholly arbitrary and capricious action-). Since Gregg,
- I faithfully have adhered to the Furman holding and
- have come to believe that it is indispensable to the
- Court's Eighth Amendment jurisprudence.
- Delivering on the Furman promise, however, has
- proved to be another matter. Furman aspired to
- eliminate the vestiges of racism and the effects of
- poverty in capital sentencing; it deplored the -wanton-
- and -random- infliction of death by a government with
- constitutionally limited power. Furman demanded that
- the sentencer's discretion be directed and limited by
- procedural rules and objective standards in order to
- minimize the risk of arbitrary and capricious sentences
- of death.
- In the years following Furman, serious efforts were
- made to comply with its mandate. State legislatures
- and appellate courts struggled to provide judges and
- juries with sensible and objective guidelines for deter-
- mining who should live and who should die. Some
- States attempted to define who is -deserving- of the
- death penalty through the use of carefully chosen
- adjectives, reserving the death penalty for those who
- commit crimes that are -especially heinous, atrocious, or
- cruel,- see Fla. Stat. 921.141(5)(h) (Supp. 1976), or
- -wantonly vile, horrible or inhuman,- see Ga. Code Ann.
- 27-2534.1(b)(7) (1978). Other States enacted manda-
- tory death penalty statutes, reading Furman as an
- invitation to eliminate sentencer discretion altogether.
- See, e.g., N.C. Gen. Stat. 14-17 (Cum. Supp. 1975).
- But see Woodson v. North Carolina, 428 U. S. 280
- (1976) (invalidating mandatory death penalty statutes).
- Still other States specified aggravating and mitigating
- factors that were to be considered by the sentencer and
- weighed against one another in a calculated and rational
- manner. See, e.g., Ga. Code. Ann. 17-10-30(c) (1982);
- cf. Tex. Code Crim. Proc. Ann., Art. 37.071(c)-(e) (Vernon
- 1981 and Supp. 1989) (identifying -special issues- to be
- considered by the sentencer when determining the
- appropriate sentence).
- Unfortunately, all this experimentation and ingenuity
- yielded little of what Furman demanded. It soon
- became apparent that discretion could not be eliminated
- from capital sentencing without threatening the funda-
- mental fairness due a defendant when life is at stake.
- Just as contemporary society was no longer tolerant of
- the random or discriminatory infliction of the penalty of
- death, see Furman, supra, evolving standards of decency
- required due consideration of the uniqueness of each
- individual defendant when imposing society's ultimate
- penalty. See Woodson, 428 U. S., at 301 (opinion of
- Stewart, Powell, and Stevens, JJ.) referring to Trop v.
- Dulles, 356 U. S. 86, 101 (1958) (plurality opinion).
- This development in the American conscience would
- have presented no constitutional dilemma if fairness to
- the individual could be achieved without sacrificing the
- consistency and rationality promised in Furman. But
- over the past two decades, efforts to balance these
- competing constitutional commands have been to no
- avail. Experience has shown that the consistency and
- rationality promised in Furman are inversely related to
- the fairness owed the individual when considering a
- sentence of death. A step toward consistency is a step
- away from fairness.
-
- B
- There is a heightened need for fairness in the admin-
- istration of death. This unique level of fairness is born
- of the appreciation that death truly is different from all
- other punishments a society inflicts upon its citizens.
- -Death, in its finality, differs more from life imprison-
- ment than a 100-year prison term differs from one of
- only a year or two.- Woodson, 428 U. S., at 305
- (opinion of Stewart, Powell, and Stevens, JJ.). Because
- of the qualitative difference of the death penalty, -there
- is a corresponding difference in the need for reliability
- in the determination that death is the appropriate
- punishment in a specific case.- Ibid. In Woodson, a
- decision striking down mandatory death penalty statutes
- as unconstitutional, a plurality of the Court explained:
- -A process that accords no significance to relevant facets
- of the character and record of the individual offender or
- the circumstances of the particular offense excludes from
- consideration in fixing the ultimate punishment of death
- the possibility of compassionate or mitigating factors
- stemming from the diverse frailties of humankind.- Id.,
- at 304.
- While the risk of mistake in the determination of the
- appropriate penalty may be tolerated in other areas of
- the criminal law, -in capital cases the fundamental
- respect for humanity underlying the Eighth Amendment
- . . . requires consideration of the character and record
- of the individual offender and the circumstances of the
- particular offense as a constitutionally indispensable
- part of the process of inflicting the penalty of death.-
- Ibid. Thus, although individualized sentencing in capital
- cases was not considered essential at the time the
- Constitution was adopted, Woodson recognized that
- American standards of decency could no longer tolerate
- a capital sentencing process that failed to afford a
- defendant individualized consideration in the determina-
- tion whether he or she should live or die. Id., at 301.
- The Court elaborated on the principle of individualized
- sentencing in Lockett v. Ohio, 438 U. S. 586 (1978). In
- that case, a plurality acknowledged that strict restraints
- on sentencer discretion are necessary to achieve the
- consistency and rationality promised in Furman, but
- held that, in the end, the sentencer must retain unbri-
- dled discretion to afford mercy. Any process or proce-
- dure that prevents the sentencer from considering -as a
- mitigating factor, any aspect of a defendant's character
- or record and any circumstances of the offense that the
- defendant proffers as a basis for a sentence less than
- death,- creates the constitutionally intolerable risk that
- -the death penalty will be imposed in spite of factors
- which may call for a less severe penalty.- Id., at
- 604-605 (emphasis in original). See also Sumner v.
- Shuman, 483 U. S. 66 (1987) (invalidating a mandatory
- death penalty statute reserving the death penalty for
- life-term inmates convicted of murder). The Court's duty
- under the Constitution therefore is to -develop a system
- of capital punishment at once consistent and principled
- but also humane and sensible to the uniqueness of the
- individual.- Eddings v. Oklahoma, 455 U. S., at 110.
-
- C
- I believe the Woodson-Lockett line of cases to be
- fundamentally sound and rooted in American standards
- of decency that have evolved over time. The notion of
- prohibiting a sentencer from exercising its discretion -to
- dispense mercy on the basis of factors too intangible to
- write into a statute,- Gregg, 428 U. S., at 222 (White,
- J., concurring), is offensive to our sense of fundamental
- fairness and respect for the uniqueness of the individual.
- In California v. Brown, 479 U. S. 538 (1987), I said in
- dissent:
- -The sentencer's ability to respond with mercy
- towards a defendant has always struck me as a
- particularly valuable aspect of the capital sentencing
- procedure. . . . [W]e adhere so strongly to our belief
- that a sentencer should have the opportunity to
- spare a capital defendant's life on account of com-
- passion for the individual because, recognizing that
- the capital sentencing decision must be made in the
- context of `contemporary values,' Gregg v. Georgia,
- 428 U. S., at 181 (opinion of Stewart, Powell, and
- Stevens, JJ.), we see in the sentencer's expression
- of mercy a distinctive feature of our society that we
- deeply value.- Id., at 562-563.
- Yet, as several Members of the Court have recognized,
- there is real -tension- between the need for fairness to
- the individual and the consistency promised in Furman.
- See Franklin v. Lynaugh, 487 U. S. 164, 182 (1988)
- (plurality opinion); California v. Brown, 479 U. S., at
- 544 (O'Connor, J., concurring); McCleskey v. Kemp, 481
- U. S., at 363 (Blackmun, J., dissenting); Graham v.
- Collins, __ U. S. ___, ___ (1993) (Thomas, J., concur-
- ring). On the one hand, discretion in capital sentencing
- must be -`controlled by clear and objective standards so
- as to produce non-discriminatory [and reasoned] applica-
- tion.'- Gregg, 428 U. S., at 198 (opinion of Stewart,
- Powell, and Stevens, JJ.), quoting Coley v. State, 231
- Ga. 829, 834, 204 S.E. 2d 612, 615 (1974). On the other
- hand, the Constitution also requires that the sentencer
- be able to consider -any relevant mitigating evidence
- regarding the defendant's character or background, and
- the circumstances of the particular offense.- California
- v. Brown, 479 U. S. 538, 544 (1987) (O'Connor, J.,
- concurring). The power to consider mitigating evidence
- that would warrant a sentence less than death is
- meaningless unless the sentencer has the discretion and
- authority to dispense mercy based on that evidence.
- Thus, the Constitution, by requiring a heightened degree
- of fairness to the individual, and also a greater degree
- of equality and rationality in the administration of
- death, demands sentencer discretion that is at once
- generously expanded and severely restricted.
- This dilemma was laid bare in Penry v. Lynaugh, 492
- U. S. 302 (1989). The defendant in Penry challenged the
- Texas death penalty statute, arguing that it failed to
- allow the sentencing jury to give full mitigating effect to
- his evidence of mental retardation and history of child
- abuse. The Texas statute required the jury, during the
- penalty phase, to answer three -special issues-; if the
- jury unanimously answered -yes- to each issue, the trial
- court was obligated to sentence the defendant to death.
- Tex. Code Crim. Proc. Ann., Art. 37.071(c)-(e) (Vernon
- 1981 and Supp. 1989). Only one of the three
- issues-whether the defendant posed a -continuing
- threat to society--was related to the evidence Penry
- offered in mitigation. But Penry's evidence of mental
- retardation and child abuse was a two-edged sword as
- it related to that special issue: -it diminish[ed] his
- blameworthiness for his crime even as it indicate[d] that
- there [was] a probability that he [would] be dangerous
- in the future.- 492 U. S., at 324. The Court therefore
- reversed Penry's death sentence, explaining that a
- reasonable juror could have believed that the statute
- prohibited a sentence less than death based upon his
- mitigating evidence. Id., at 326.
- After Penry, the paradox underlying the Court's
- post-Furman jurisprudence was undeniable. Texas had
- complied with Furman by severely limiting the sen-
- tencer's discretion, but those very limitations rendered
- Penry's death sentence unconstitutional.
-
- D
- The theory underlying Penry and Lockett is that an
- appropriate balance can be struck between the Furman
- promise of consistency and the Lockett requirement of
- individualized sentencing if the death penalty is concep-
- tualized as consisting of two distinct stages. In the
- first stage of capital sentencing, the demands of Furman
- are met by -narrowing- the class of death-eligible
- offenders according to objective, fact-bound characteris-
- tics of the defendant or the circumstances of the offense.
- Once the pool of death-eligible defendants has been
- reduced, the sentencer retains the discretion to consider
- whatever relevant mitigating evidence the defendant
- chooses to offer. See Graham v. Collins, __ U. S., at __
- (Stevens, J., dissenting) (slip op. 3) (arguing that
- providing full discretion to the sentencer is not inconsis-
- tent with Furman and may actually help to protect
- against arbitrary and capricious sentencing).
- Over time, I have come to conclude that even this
- approach is unacceptable: It simply reduces, rather than
- eliminates, the number of people subject to arbitrary
- sentencing. It is the decision to sentence a defendant
- to death-not merely the decision to make a defendant
- eligible for death-that may not be arbitrary. While one
- might hope that providing the sentencer with as much
- relevant mitigating evidence as possible will lead to
- more rational and consistent sentences, experience has
- taught otherwise. It seems that the decision whether a
- human being should live or die is so inherently subjec-
- tive-rife with all of life's understandings, experiences,
- prejudices, and passions-that it inevitably defies the
- rationality and consistency required by the Constitution.
-
- E
- The arbitrariness inherent in the sentencer's discretion
- to afford mercy is exacerbated by the problem of race.
- Even under the most sophisticated death penalty
- statutes, race continues to play a major role in deter-
- mining who shall live and who shall die. Perhaps it
- should not be surprising that the biases and prejudices
- that infect society generally would influence the determi-
- nation of who is sentenced to death, even within the
- narrower pool of death-eligible defendants selected
- according to objective standards. No matter how
- narrowly the pool of death-eligible defendants is drawn
- according to objective standards, Furman's promise still
- will go unfulfilled so long as the sentencer is free to
- exercise unbridled discretion within the smaller group
- and thereby to discriminate. -`The power to be lenient
- [also] is the power to discriminate.'- McCleskey v.
- Kemp, 481 U. S., at 312, quoting K. Davis, Discretionary
- Justice 170 (1973).
- A renowned example of racism infecting a capital-
- sentencing scheme is documented in McCleskey v. Kemp,
- 481 U. S. 279 (1987). Warren McCleskey, an African-
- American, argued that the Georgia capital-sentencing
- scheme was administered in a racially discriminatory
- manner, in violation of the Eighth and Fourteenth
- Amendments. In support of his claim, he proffered a
- highly reliable statistical study (the Baldus study) which
- indicated that, -after taking into account some 230
- nonracial factors that might legitimately influence a
- sentencer, the jury more likely than not would have
- spared McCleskey's life had his victim been black.- 481
- U. S., at 325 (emphasis in original) (Brennan, J.,
- dissenting). The Baldus study further demonstrated
- that blacks who kill whites are sentenced to death -at
- nearly 22 times the rate of blacks who kill blacks, and
- more than 7 times the rate of whites who kill blacks.-
- Id., at 327 (emphasis in original).
- Despite this staggering evidence of racial prejudice
- infecting Georgia's capital-sentencing scheme, the
- majority turned its back on McCleskey's claims, appar-
- ently troubled by the fact that Georgia had instituted
- more procedural and substantive safeguards than most
- other States since Furman, but was still unable to
- stamp out the virus of racism. Faced with the apparent
- failure of traditional legal devices to cure the evils
- identified in Furman, the majority wondered aloud
- whether the consistency and rationality demanded by
- the dissent could ever be achieved without sacrificing
- the discretion which is essential to fair treatment of
- individual defendants:
- -[I]t is difficult to imagine guidelines that would
- produce the predictability sought by the dissent
- without sacrificing the discretion essential to a
- humane and fair system of criminal justice . . . .
- The dissent repeatedly emphasizes the need for `a
- uniquely high degree of rationality in imposing the
- death penalty' . . . . Again, no suggestion is made
- as to how greater `rationality' could be achieved
- under any type of statute that authorizes capital
- punishment . . . . Given these safeguards already
- inherent in the imposition and review of capital
- sentences, the dissent's call for greater rationality is
- no less than a claim that a capital punishment
- system cannot be administered in accord with the
- Constitution.- Id., at 314-315, n. 37.
- I joined most of Justice Brennan's significant dissent
- which expounded McCleskey's Eighth Amendment claim,
- and I wrote separately, id., at 345, to explain that
- McCleskey also had a solid equal protection argument
- under the Fourteenth Amendment. I still adhere to the
- views set forth in both dissents, and, as far as I know,
- there has been no serious effort to impeach the Baldus
- study. Nor, for that matter, have proponents of capital
- punishment provided any reason to believe that the
- findings of that study are unique to Georgia.
- The fact that we may not be capable of devising proce-
- dural or substantive rules to prevent the more subtle
- and often unconscious forms of racism from creeping into
- the system does not justify the wholesale abandonment
- of the Furman promise. To the contrary, where a
- morally irrelevant-indeed, a repugnant-consideration
- plays a major role in the determination of who shall live
- and who shall die, it suggests that the continued
- enforcement of the death penalty in light of its clear and
- admitted defects is deserving of a -sober second
- thought.- Justice Brennan explained:
- -Those whom we would banish from society or from
- the human community itself often speak in too faint
- a voice to be heard above society's demand for
- punishment. It is the particular role of courts to
- hear these voices, for the Constitution declares that
- the majoritarian chorus may not alone dictate the
- conditions of social life. The Court thus fulfills,
- rather than disrupts, the scheme of separation of
- powers by closely scrutinizing the imposition of the
- death penalty, for no decision of a society is more
- deserving of the `sober second thought.' Stone, The
- Common Law in the United States, 50 Harv. L. Rev.
- 4, 25 (1936).- Id., at 343.
-
- F
- In the years since McCleskey, I have come to wonder
- whether there was truth in the majority's suggestion
- that discrimination and arbitrariness could not be
- purged from the administration of capital punishment
- without sacrificing the equally essential component of
- fairness-individualized sentencing. Viewed in this way,
- the consistency promised in Furman and the fairness to
- the individual demanded in Lockett are not only in-
- versely related, but irreconcilable in the context of
- capital punishment. Any statute or procedure that could
- effectively eliminate arbitrariness from the administra-
- tion of death would also restrict the sentencer's discre-
- tion to such an extent that the sentencer would be
- unable to give full consideration to the unique character-
- istics of each defendant and the circumstances of the
- offense. By the same token, any statute or procedure
- that would provide the sentencer with sufficient discre-
- tion to consider fully and act upon the unique circum-
- stances of each defendant would -thro[w] open the back
- door to arbitrary and irrational sentencing.- Graham v.
- Collins, __ U. S., at __ (Thomas, J., concurring) (slip
- op. 17). All efforts to strike an appropriate balance
- between these conflicting constitutional commands are
- futile because there is a heightened need for both in the
- administration of death.
- But even if the constitutional requirements of consis-
- tency and fairness are theoretically reconcilable in the
- context of capital punishment, it is clear that this Court
- is not prepared to meet the challenge. In apparent
- frustration over its inability to strike an appropriate
- balance between the Furman promise of consistency and
- the Lockett requirement of individualized sentencing, the
- Court has retreated from the field, allowing relevant
- mitigating evidence to be discarded, vague aggravating
- circumstances to be employed, and providing no indica-
- tion that the problem of race in the administration of
- death will ever be addressed. In fact some members of
- the Court openly have acknowledged a willingness
- simply to pick one of the competing constitutional
- commands and sacrifice the other. See Graham, __
- U. S., at __ (Thomas, J., concurring) (calling for the
- reversal of Penry); Walton v. Arizona, 497 U. S. 639, 673
- (1990) (Scalia, J., concurring in part and concurring in
- the judgment) (announcing that he will no longer enforce
- the requirement of individualized sentencing, and
- reasoning that either Furman or Lockett is wrong and a
- choice must be made between the two). These develop-
- ments are troubling, as they ensure that death will
- continue to be meted out in this country arbitrarily and
- discriminatorily, and without that -degree of respect due
- the uniqueness of the individual.- Lockett, 438 U. S., at
- 605. In my view, the proper course when faced with
- irreconcilable constitutional commands is not to ignore
- one or the other, nor to pretend that the dilemma does
- not exist, but to admit the futility of the effort to
- harmonize them. This means accepting the fact that the
- death penalty cannot be administered in accord with our
- Constitution.
-
- II
- My belief that this Court would not enforce the death
- penalty (even if it could) in accordance with the Consti-
- tution is buttressed by the Court's -obvious eagerness to
- do away with any restriction on the States' power to
- execute whomever and however they please.- Herrera,
- __ U. S., at __ (Blackmun, J., dissenting) (slip op. 18).
- I have explained at length on numerous occasions that
- my willingness to enforce the capital punishment
- statutes enacted by the States and the Federal Govern-
- ment, -notwithstanding my own deep moral reservations
- . . . has always rested on an understanding that certain
- procedural safeguards, chief among them the federal
- judiciary's power to reach and correct claims of constitu-
- tional error on federal habeas review, would ensure that
- death sentences are fairly imposed.- Sawyer v. Whitley,
- ___ U. S. ___, ___ (1992) (Blackmun, J., concurring in
- the judgment) (slip op. 8-9). See also Herrera v.
- Collins, __ U. S., at __ (Blackmun, J., dissenting). In
- recent years, I have grown increasingly skeptical that
- -the death penalty really can be imposed fairly and in
- accordance with the requirements of the Eighth Amend-
- ment,- given the now limited ability of the federal courts
- to remedy constitutional errors. Sawyer, __ U. S., at __
- (Blackmun, J., concurring in the judgment) (slip op. 1).
- Federal courts are required by statute to entertain
- petitions from state prisoners who allege that they are
- held -in violation of the Constitution or the treaties of
- the United States.- 28 U. S. C. 2254(a). Serious
- review of these claims helps to ensure that government
- does not secure the penalty of death by depriving a
- defendant of his or her constitutional rights. At the
- time I voted with the majority to uphold the constitu-
- tionality of the death penalty in Gregg v. Georgia, 428
- U. S. 153, 227 (1976), federal courts possessed much
- broader authority than they do today to address claims
- of constitutional error on habeas review. In 1976, there
- were few procedural barriers to the federal judiciary's
- review of a State's capital sentencing scheme, or the
- fairness and reliability of a State's decision to impose
- death in a particular case. Since then, however, the
- Court has -erected unprecedented and unwarranted
- barriers- to the federal judiciary's review of the constitu-
- tional claims of capital defendants. Sawyer, __ U. S., at
- __ (Blackmun, J., concurring in the judgment) (slip op.
- 2). See, e.g., Herrera v. Collins, supra; Coleman v.
- Thompson, 501 U. S. __ (1991); McCleskey v. Zant, 499
- U. S. __ (1991); Keeney v. Tamayo-Reyes, __ U. S. __
- (1992) (overruling Townsend v. Sain, 372 U. S. 293
- (1963), in part); Teague v. Lane, 489 U. S. 288 (1989);
- Butler v. McKellar, 494 U. S. 407 (1990).
- The Court's refusal last term to afford Leonel Torres
- Herrera an evidentiary hearing, despite his colorable
- showing of actual innocence, demonstrates just how far
- afield the Court has strayed from its statutorily and
- constitutionally imposed obligations. See Herrera v.
- Collins, supra. In Herrera, only a bare majority of this
- Court could bring itself to state forthrightly that the
- execution of an actually innocent person violates the
- Eighth Amendment. This concession was made only in
- the course of erecting nearly insurmountable barriers to
- a defendant's ability to get a hearing on a claim of
- actual innocence. Ibid. Certainly there will be individu-
- als who are actually innocent who will be unable to
- make a better showing than what was made by Herrera
- without the benefit of an evidentiary hearing. The
- Court is unmoved by this dilemma, however; it prefers
- -finality- in death sentences to reliable determinations
- of a capital defendant's guilt. Because I no longer can
- state with any confidence that this Court is able to
- reconcile the Eighth Amendment's competing constitu-
- tional commands, or that the federal judiciary will
- provide meaningful oversight to the state courts as they
- exercise their authority to inflict the penalty of death, I
- believe that the death penalty, as currently adminis-
- tered, is unconstitutional.
-
- III
- Perhaps one day this Court will develop procedural
- rules or verbal formulas that actually will provide
- consistency, fairness, and reliability in a capital-sentenc-
- ing scheme. I am not optimistic that such a day will
- come. I am more optimistic, though, that this Court
- eventually will conclude that the effort to eliminate
- arbitrariness while preserving fairness -in the infliction
- of [death] is so plainly doomed to failure that it-and
- the death penalty-must be abandoned altogether.-
- Godfrey v. Georgia, 446 U. S. 420, 442 (1980) (Marshall,
- J., concurring in the judgment). I may not live to see
- that day, but I have faith that eventually it will arrive.
- The path the Court has chosen lessens us all. I dissent.
-